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SEC Rule 10b-5
Results: 780

#	Item
71	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]February 23, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 17:18:36 Financial regulation Registered Investment Advisor Securities Exchange Act Investment Advisers Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act United States Financial system United States securities law United States Securities and Exchange Commission 73rd United States Congress
72	INITIAL DECISION RELEASE NO. 744 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-18 17:34:29 Finance 73rd United States Congress United States Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Hedge fund United States securities law Financial economics Investment
73	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 26, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 14:44:38 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities Act SEC Rule 10b-5 United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
74	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
75	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 23, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 14:26:36 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Motion Securities Act Law Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
76	INITIAL DECISION RELEASE NO. 742 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 14:45:52 United States Securities and Exchange Commission Asia Political geography Political philosophy SEC Rule 10b-5 Securities Exchange Act Political status of Taiwan China Securities Act SEC filings United States securities law 73rd United States Congress
77	No. 14-___ IN THE Supreme Court of the United States ———— TIMOTHY J. MCGEE, Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-02-19 17:12:32 Economics Financial system Financial economics SEC Rule 10b5-1 José A. Cabranes SEC Rule 10b-5 United States securities law Insider trading
78	Case: [removed]Document: [removed]Page: 1 Date Filed: [removed]IN THE UNITED STATES COURT OF APPEALS United States Court of Appeals FOR THE FIFTH CIRCUIT Fifth Circuit Add to Reading List Source URL: www.ca5.uscourts.gov Language: English - Date: 2010-10-27 13:00:08 SEC Rule 10b-5 Income tax in the United States Basic Inc. v. Levinson Central Bank of Denver v. First Interstate Bank of Denver Scienter Doe v. MySpace Law United States securities law Private Securities Litigation Reform Act
79	Microsoft Word - ID 372.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-26 09:00:14 Financial regulation Financial system Financial economics Corporate crime U.S. Securities and Exchange Commission SEC Rule 10b-5 Investment Advisers Act Securities Act Securities Exchange Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
80	Comment Letter on File No. S7-32-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-28 10:59:58 United States securities law Stock market 73rd United States Congress United States Securities and Exchange Commission SEC Rule 10b5-1 Securities Exchange Act SEC Rule 10b-5 Credit default swap Derivative Financial economics Financial system Finance

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